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Inhouse Compliance Manager

Ref: JN -072018-61732
Salary
Negotiable
Location
Asia, Singapore
Sector
Compliance, Compliance Professional
Date
7th May 2019
Job Type
Permanent

The Firm

Our client is one of the leading retail trusts and they're looking for a compliance manager to join their office in Singapore.

Key responsibilities include:

  • Act as the company's liaison to regulators (MAS, etc)
  • Monitor and evaluate updates from regulatory bodies and Acts (MAS Securities & Futures Act (SFA), MAS Code on Collective Investment Schemes (CIS), MAS Capital Markets Services (CMS) license etc)
  • Partner closely with board members and senior management to design and implement business-effective policies and procedures for compliance.
  • Plan and manage compliance audits and projects (ERAAF, FATCA, AML, MAS Risk Based Reporting).
  • Administer and monitor the group's control self-assessment program and compliance checklist with regards to regulations, licensing conditions and compliance requirements under the SFA, CIA and the Listing Manual.
  • Prepares regular filings and regulatory reports (e.g. MAS SFA)
  • Engage China compliance team and business unit's representatives to align group-wide compliance strategy.
  • Responsible for Compliance Policy and implement quarterly acknowledgement exercise for various policies.

Requirements:

  • Recognized degree with 5-7 years of experience in compliance
  • Executive-level management experience and professional certifications in accounting and audit will be well regarded
  • Strong problem-solving skills, project and change management skills
  • Strong interpersonal skills such as leadership and communication

License No 12C6031 / EA Reg ID R1325169

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