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Inhouse Compliance Manager

Ref: JN -072018-61732
Asia, Singapore
Compliance, Compliance Professional
7th May 2019
Job Type

The Firm

Our client is one of the leading retail trusts and they're looking for a compliance manager to join their office in Singapore.

Key responsibilities include:

  • Act as the company's liaison to regulators (MAS, etc)
  • Monitor and evaluate updates from regulatory bodies and Acts (MAS Securities & Futures Act (SFA), MAS Code on Collective Investment Schemes (CIS), MAS Capital Markets Services (CMS) license etc)
  • Partner closely with board members and senior management to design and implement business-effective policies and procedures for compliance.
  • Plan and manage compliance audits and projects (ERAAF, FATCA, AML, MAS Risk Based Reporting).
  • Administer and monitor the group's control self-assessment program and compliance checklist with regards to regulations, licensing conditions and compliance requirements under the SFA, CIA and the Listing Manual.
  • Prepares regular filings and regulatory reports (e.g. MAS SFA)
  • Engage China compliance team and business unit's representatives to align group-wide compliance strategy.
  • Responsible for Compliance Policy and implement quarterly acknowledgement exercise for various policies.


  • Recognized degree with 5-7 years of experience in compliance
  • Executive-level management experience and professional certifications in accounting and audit will be well regarded
  • Strong problem-solving skills, project and change management skills
  • Strong interpersonal skills such as leadership and communication

License No 12C6031 / EA Reg ID R1325169

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